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RTD Evaluation Toolbox

RTD Evaluation Toolbox  Assessing the Socio-Economic Impact of RTD-Policies

Strata Project HPV 1 CT 1999 – 00005

Edited by: Gustavo Fahrenkrog (JRC-IPTS), Wolfgang Polt (Joanneum Research), Jaime Rojo (Joanneum Research), Alexander Tübke (JRC-IPTS), Klaus Zinöcker (Joanneum Research)

295 Pag

Contents

FOREWORD

EXECUTIVE SUMMARY

GENERAL INTRODUCTION

1. USER PERSPECTIVES

1.1. Introduction

1.2. Evaluation in the Policy Context

1.3. The Purposes of Evaluation

1.4. Organisation of Evaluation

1.5. Modes of Enquiry, Methods and Techniques

1.6. The Use of Evaluation Tools in the EU

1.7. The Development of an Evaluation Toolkit

2. POLICY INSTRUMENTS

2.1. Introduction

2.2. Mechanisms Supporting R&D

2.3. Financing Research and Development

2.4. Provision of R&D Infrastructures

2.5. Technology Transfer

2.6. Legal Frameworks

3. EVALUATION METHODOLOGIES

3.1. Introduction

3.2. Innovation Surveys

3.3. Econometric Models: Macroeconomic Modelling and Simulation

3.4. Econometric Models: Microeconometric Models

3.5. Econometric Models: Productivity Measurement

3.6. Control Group Approaches

3.7. Cost Benefit Analysis

3.8. Expert Panels and Peer Review

3.9. Field Studies and Case Studies

3.10. Network Analysis

3.11. Foresight and Technology Assessment as Complementing Evaluation Tools

3.12. Benchmarking

4. DISTRIBUTED TECHNO-ECONOMIC INTELLIGENCE FOR POLICYMAKING

4.1. Introduction

4.2. Complex Innovation Systems and the Need for Improved Strategic Intelligence

4.3. Policymaking in ‘Systems of Innovation’

4.4. The Intelligence Potential of Evaluation and Other Tools

4.5. Improved Strategic Intelligence for Innovation Policy – Principles and Examples

4.6. General Requirements for Distributed Intelligence

4.7. Enhancing Distributed Intelligence for Innovation Policymaking at the European Level

4.8. Summary

4.9. Bibliography

5. FUTURE POLICY INSTRUMENTS: EVALUATION OF THE SOCIO- ECONOMIC EFFECTS IN THE EUROPEAN RESEARCH AREA

5.1. Introduction

5.2. Networks of Excellence

5.3. Integrated Projects

5.4. Role of the Commission According to the Treaty

5.5. New and Systemic Instruments in National Contexts

5.7. Evaluation in the European Research Area

5.8. Evaluation Issues and Methodologies

5.9. Conclusions

5.10. Bibliography

6. AVENUES FOR RTD-EVALUATION IN THE FUTURE POLICY CONTEXT

6.1. The Changing Policy Environment

6.2. Evaluation in the Policy Context

6.3. Expert Feedback on the Toolbox

6.4. Ex-ante Evaluation

6.5. Selection and Evaluation of Projects

6.6. Programme Monitoring

6.7. Ex-Post Evaluation

7. CONCLUDING REMARKS

GLOSSARY

ANNEX

CONTACT INFORMATION

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